Some interesting legal reads for the week of February 3, 2014:
- The SEC issued transitional guidance for Rule 506 offerings commenced before the effective date of the new rules permitting general solicitation. Here is a summary from Securities News Watch.
- Jim Hamilton’s World of Securities Regulation recaps the House subcommittee hearings on the complexity of complying with the crowdfunding regulations as implemented.
- From the Words of Wisdom Blog by the L&W Capital Markets Group, this summary of the current state of finder regulations (broker-dealer).
- Orly Lobel presents an argument against using non-competes in the Wall Street Journal’s “The Accelerator” blog.